Financial Supervision Commission

Results: 394



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161Finance / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / United States securities law / Insider trading / Stock market / Economics / Financial system

(Provisional Reference Translation) Rules concerning Trading Supervision Systems at Trading Participants to Prevent Unfair Trading (as of January 1, 2012) Tokyo Stock Exchange, Inc.

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Source URL: www.tse.or.jp

Language: English - Date: 2014-09-11 00:22:50
162Council of Ministers of the Isle of Man / Financial Supervision Commission / Phil Braidwood / Allan Bell / Bill Henderson / Geoff Corkish / John Shimmin / Tim Crookall / Phil Gawne / Government of the Isle of Man / Isle of Man / Isle of Man Government

GOVERNMENT CHART MAY 2013:Layout[removed]:24 Page 1 Chief Secretary’s Office HEADQUARTERS

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Source URL: www.gov.im

Language: English - Date: 2013-05-08 07:32:51
163Gaming / Isle of Man Gambling Supervision Commission / Gambling / Casino / Blackjack / Gaming control board / Gaming law / Online gambling / Gambling regulation / Games / Entertainment

Oct. - Dec[removed]Online Activity Reporting Is Available For All Organizations By: Cameron Baker, Financial Reporting Services Online activity reporting is now on our website www.wsgc.wa.gov under “Online

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Source URL: www.wsgc.wa.gov

Language: English - Date: 2013-11-18 12:15:51
164Gambling regulation / Gambling / Casino / Isle of Man Gambling Supervision Commission / Poker / Problem gambling / Online gambling / Games / Entertainment / Gaming

April - June[removed]Activity Reporting Available Online By: Cameron Baker, Financial Reporting Services In the last edition of this newsletter, we let you know that activity reporting would be

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Source URL: www.wsgc.wa.gov

Language: English - Date: 2013-11-18 12:15:51
165Securities Commission / U.S. Securities and Exchange Commission / Autorité des marchés financiers / Canadian securities regulation / New York state public-benefit corporations / Capital market / Finance / Financial system / Financial regulation / Government / International Organization of Securities Commissions

Memorandum of Understanding Concerning Consultation, Cooperation and the Exchange of Information Related to the Supervision of Cross-Border Regulated Entities

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Source URL: www.sec.gov.

Language: English - Date: 2011-11-14 17:42:10
166Public administration / United States Department of the Treasury / Law / Financial regulation / Federal Reserve System / Patriot Act / U.S. Securities and Exchange Commission / United States federal banking legislation / USA PATRIOT Act /  Title III /  Subtitle A / Government / Office of Thrift Supervision / Office of the Comptroller of the Currency

Press Releases July 18, 2002 OTS[removed]Treasury and Federal Financial Regulators Issue Patriot Act Regulations on Customer Identification. Office of Thrift Supervision

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Source URL: www.occ.gov

Language: English - Date: 2011-10-04 13:05:19
167Finance / Economy of the British Virgin Islands / Money laundering / Tax evasion / Bank regulation / United States federal banking legislation / British Virgin Islands Financial Services Commission / Investment banking / Mutual fund / Financial economics / Investment / Financial regulation

SUPERVISION PROFILE BRITISH VIRGIN ISLANDS FINANCIAL SERVICES COMMISSION 1. A) SUPERVISORY AGENCY

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Source URL: www.cgbsnet.org

Language: English - Date: 2014-09-11 09:32:36
168Bank regulation / Systemic risk / European Commission / Committee of European Banking Supervisors / European Banking Authority / European Insurance and Occupational Pensions Authority / Committee of European Securities Regulators / Basel II / Basel Committee on Banking Supervision / Financial regulation / European Union / Financial economics

ANNUAL REPORT 2010 02 Contents

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Source URL: www.c-ebs.org.

Language: English - Date: 2013-05-02 02:46:11
169European Commission / Europe / Government / Committee of European Banking Supervisors / Financial regulation / European Insurance and Occupational Pensions Authority / Lamfalussy process / Basel Committee on Banking Supervision / Federal Financial Supervisory Authority / Economy of the European Union / European Union / Bank regulation

Annual Report 2008 © Committee of European Banking Supervisors 2009 Tower 42 (level 18), 25 Old Broad Street, London, EC2N 1HQ Telephone: +[removed]1770 Fax: +[removed]1771 Website: www.c-ebs.org

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Source URL: www.c-ebs.org.

Language: English - Date: 2009-06-15 20:00:00
170Late-2000s financial crisis / Financial regulation / Financial markets / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / U.S. Securities and Exchange Commission / Financial Stability Oversight Council / Derivative / Financial economics / Systemic risk / Economics

Risk Management Supervision of Designated Clearing Entities

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Source URL: www.sec.gov.

Language: English - Date: 2011-07-21 14:00:48
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